Viewing Your License Status in NMLS

You can check your license, test, CBC, and education status in NMLS.

About this task

Monitor your license status until Approval is confirmed.

Keep your record up to date. Amendments to your record require a new filing to your form.

Procedure

  1. Login to NMLS.
  2. Click the Composite View tab.
  3. Click View Individual.
  4. Click View License/Registration List on the left navigation panel.
    Filings you have submitted and their current status are displayed.
  5. Click on the link under License Items to see Requirements or Deficiencies noted by the Regulator.

    A Pending-Incomplete Status will appear for all new applicants and a Transition Requested Status will appear for those transitioning until the regulator changes the status during the review process.

    The regulator will indicate items needed to resolve Deficiencies.
    Note: A common Deficiency is Company Sponsorship. Once you have submitted your MU4 filing, alert your company so they can create a sponsorship request.
  6. Select View Education Record from the left hand navigation panel to determine PE and CE compliance details.
  7. Select View Testing Information from the left hand navigation panel to see open test enrollment windows and test results.
  8. Select View Criminal Background Check Requests from the left hand navigation panel to view pending fingerprint requests and closed requests.

What to do next

For additional assistance, contact the NMLS Call Center at 1-855-NMLS-123 (1-855-665-7123) .