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Filing MU Forms
This section provides guidance for Company (MU1 and MU3) and Individual (MU2 and MU4) filings, amendments, renewals, and surrender.
Preparing to File Your Individual MU-4
If you are required by your state regulator or your mortgage company to complete and submit your own Individual (MU4) Form, the instructions below will help you file, provide access to your company, and follow-up on your license status.
Submitting an Individual MU-4 Form
Upload Documents for Individual Filings
NMLS includes functionality that allows an individual to upload documentation required for Individual Forms (MU2/MU4) as required by your state regulator.
Documents Available for Upload to Individual Filings (MU2/MU4)
Descriptions and examples of the different types of documentation available for upload to individual filings in NMLS.
Verification of Experience

Verification of Experience

General/State-Specific: State-Specific
Document Description(s): A license specific resume with detailed job descriptions and/or duties performed evidencing experience in the industry the company is applying for a license. Detailed job descriptions and duties with all employers need to be incorporated into a resume to demonstrate experience related to the specific state license being applied for. This may also include education background documentation. Please see State License Checklist for additional detail.
File Name Format: [Document Type] - [License Name]
Amendments: Existing document must be removed and replaced by new document. Will not be processed unless old document is removed.
Upload Location: INDIVIDUAL FILING (MU2/MU4)

Note: See the Individual Document Upload List and Document Viewing Restrictions for more information on what regulators and company users can view in NMLS.

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