Legal Name / Status Documentation
Legal Name / Status Documentation
- General/State-Specific
- General
- Document Description(s)
-
Upload documentation of legal name or legal status. This may be certified copies of divorce decree, marriage certificate, copy of driver’s license, passports, etc.
States vary on acceptable documentation, please review State License Checklist for acceptable forms of identification.
- File Name Format
- [Documentation Name]
- Amendments
- If name change occurs, remove previous documents and replace with new documentation.
- Examples
- Driver’s license, marriage certificate, etc.
- Upload Location
- INDIVIDUAL FILING (MU2/MU4)
Note: See the Individual Document Upload List and Document Viewing Restrictions for more information on what regulators and company users can view in NMLS.